Kathryn Mutton, financial advisor Olean NY
93 score

Kathryn Mutton

CRD Number: 1264541
Current Firm: Morgan Stanley

Kathryn Mutton (CRD# 1264541) is an Investment Advisor Representative working at Morgan Stanley in Olean, NY and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Olean, NY May 2014 - Current 3
Belfast Central School Belfast, NY Aug 2013 - Sep 2014 1
Homemaker Cuba, NY May 2012 - Aug 2013 1
Ubs Financial Services Inc. Atlanta, GA Nov 2008 - May 2012 3
Merrill Lynch, Pierce, Fenner & Smith Alpharetta, GA Sep 2001 - Nov 2008 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1985
S65 NASAA Investment Advisors Law Examination Jun 2002
Contact Info for Kathryn A. Mutton
Phone Number: 914-225-5510
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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