Douglas Whittle (CRD# 2190231) is an Investment Advisor Representative working at Financial Advocates Investment Management in Olympia, WA and has over 32 years of experience in the finance industry.
CRD# 7043324
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6013099
Edward Jones
CRD# 5710682
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Financial Advocates Wealth Management | Olympia, WA | Jul 2019 - Current | 4 |
| Financial Advocates Investment Management | Olympia, WA | Jan 2019 - Current | 5 |
| Financial Advocates Advisory Services | Olympia, WA | Jan 2019 - Current | 5 |
| Lpl Financial LLC | Olympia, WA | Jul 2018 - Current | 5 |
| Financial Advocates Investment Management | Olympia, WA | Mar 2018 - Jan 2019 | < 1 |
| Unemployed | Tacoma, WA | Apr 2017 - Mar 2018 | < 1 |
| Russell Investments | Seattle, WA | Jan 2005 - Apr 2017 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1991 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- WA
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Total Assets Under Management3,855MILLIONS
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Total Number of Accounts19,268ACCOUNTS
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Average Account Value$200,056
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
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