Charles SuttonCRD Number: 6018518
Current Firm: Securian Financial Services, Inc.
Charles Sutton (CRD# 6018518) is an Investment Advisor Representative working at Securian Financial Services, Inc. in Omaha, NE and has over 5 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Wells Fargo Advisors, LLC
Mutual Of Omaha Investor Services, Inc.
|Renaissance Financial||Omaha, NE||Jan 2012 - Current||6|
|Securian Financial Services Inc.||St. Paul, MN||Jan 2012 - Current||6|
|Minnesota Life||St. Paul, MN||Jan 2012 - Current||6|
|Securian Financial Services Inc.||St. Paul, MN||Jan 2012 - Jan 2012||< 1|
|Stream Realty||Dallas, TX||Jul 2008 - Dec 2011||3|
|Jackson & Cooksey||Dallas, TX||Aug 2003 - Jul 2008||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2012|
|S66||NASAA Uniform Combined State Law Examination||Oct 2013|
- Customer Dispute
Total Assets Under Management6,627MILLIONS
Total Number of Accounts29,442ACCOUNTS
Average Account Value$225,095
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops