Cooper ShubertCRD Number: 6054003
Current Firm: Td Ameritrade, Inc.
Cooper Shubert (CRD# 6054003) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Omaha, NE and has over 2 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Wells Fargo Advisors, LLC
Mutual Of Omaha Investor Services, Inc.
|Td Ameritrade||Omaha, NE||Nov 2013 - Current||3|
|Verizon Wireless||Omaha, NE||Mar 2008 - Nov 2013||5|
|Np Dodge||Omaha, NE||Jun 2013 - Oct 2013||< 1|
|Tsys Merchant Solutions||Omaha, NE||Nov 2012 - Apr 2013||< 1|
|Sears Robuck||Council Bluffs, IA||Sep 2005 - Mar 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2014|
|S66||NASAA Uniform Combined State Law Examination||Dec 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV