Matt RoseCRD Number: 3185208
Current Firm: Rbc Capital Markets, LLC
Matt Rose (CRD# 3185208) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Omaha, NE and has over 18 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Wells Fargo Advisors, LLC
Mutual Of Omaha Investor Services, Inc.
|Rbc Capital Markets||Omaha, NE||Jan 2013 - Current||4|
|Morgan Stanley Smith Barney||Omaha, NE||Jun 2009 - Jan 2013||3|
|Citigroup Global Markets Inc.||Omaha, NE||Jan 1999 - Jun 2009||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1999|
|S65||NASAA Investment Advisors Law Examination||Mar 1999|
Total Assets Under Management76,274MILLIONS
Total Number of Accounts192,243ACCOUNTS
Average Account Value$396,757
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops