Matt Rose, financial advisor Omaha NE
93 score

Matt Rose

CRD Number: 3185208
Current Firm: Rbc Capital Markets, LLC

Matt Rose (CRD# 3185208) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Omaha, NE and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets Omaha, NE Jan 2013 - Current 3
Morgan Stanley Smith Barney Omaha, NE Jun 2009 - Jan 2013 3
Citigroup Global Markets Inc. Omaha, NE Jan 1999 - Jun 2009 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1999
S65 NASAA Investment Advisors Law Examination Mar 1999
Contact Info for Matt C. Rose
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • NE
  • TX
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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