Roger Augustyn (CRD# 1587934) is an Investment Advisor Representative working at Arbor Point Advisors in Omaha, NE and has over 31 years of experience in the finance industry.
CRD# 6243132
Edward Jones
CRD# 5297231
Charles Schwab & Company, Inc.
CRD# 6157826
Principal Advised Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Osaic Wealth, Inc. | Omaha, NE | Jun 2024 - Current | < 1 |
| Arbor Point Advisors | Omaha, NE | May 2019 - Current | 5 |
| Financial Solutions, Inc. | Omaha, NE | Apr 1986 - Current | 38 |
| Securities America, Inc. | Omaha, NE | Sep 2016 - Jun 2024 | 7 |
| Wealthplan Partners | Omaha, NE | Sep 2016 - May 2019 | 2 |
| Summit Brokerage Services, Inc. | Omaha, NE | Sep 2016 - Sep 2016 | < 1 |
| Summit Financial Group, Inc. | Boca Raton, FL | Sep 2016 - Sep 2016 | < 1 |
| Vsr Financial Services, Inc. | Overland Park, KS | Jan 2011 - Sep 2016 | 5 |
| Vsr Advisory Services, Inc. | Overland Park, KS | Jan 2011 - Sep 2016 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1992 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1995 |
- NE
- TX
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Total Assets Under Management6,930MILLIONS
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Total Number of Accounts28,010ACCOUNTS
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Average Account Value$247,396
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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