Stephen Short (CRD# 7162708) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Ontario, CA and has over 3 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 6232434
Bluepoint Wealth Advisors
CRD# 2513561
Householder Group Estate & Retirement Specialists
Company Name | Location | Dates | Years |
---|---|---|---|
Barons Enterprise International Inc. | Ontario, CA | Feb 2021 - Current | 3 |
Transamerica Financial Advisors, Inc. | Ontario, CA | Aug 2019 - Current | 4 |
Wfgia | Ontario, CA | Sep 2018 - Current | 5 |
Debtmerica | Santa Ana, CA | Jun 2020 - Mar 2022 | 1 |
California Pizza Kitchen | Rancho Cucamonga, CA | Dec 2015 - Mar 2019 | 3 |
Jamba Juice | Encino, CA | Apr 2014 - Dec 2015 | 1 |
Student | Tarzana, CA | Sep 2010 - Jun 2014 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | May 2020 |
S63 | Uniform Securities State Law Examination | Jul 2020 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management1,619MILLIONS
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Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
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