Richard HoerleinCRD Number: 1941143
Current Firm: Ameriprise Financial Services, Inc.
Richard Hoerlein (CRD# 1941143) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Opelika, AL and has over 27 years of experience in the finance industry. Richard Hoerlein has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Greatmark Investment Partners, Inc.
Synovus Securities, Inc.
Signator Investors, Inc.
|American Express Financial Advisors Inc.||Birmingham, AL||Mar 1989 - Current||28|
|Ids Life Insurance Company||Birmingham, AL||Mar 1989 - Current||28|
|Ampex Corporation||Opelika, AL||Jun 1984 - Current||32|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1989|
|S65||NASAA Investment Advisors Law Examination||Jun 1995|
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV