Richard Moldenhauer, financial advisor Orchard Park NY

Richard Moldenhauer

CRD Number: 337721
Current Firm: Commonwealth Financial Network

Richard Moldenhauer (CRD# 337721) is an Investment Advisor Representative working at Commonwealth Financial Network in Orchard Park, NY and has over 24 years of experience in the finance industry.

Similar Advisors
Sally Abell, financial advisor Orchard Park NY
Sally D. Abell
CRD# 1234546
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Similar Advisors
Thomas Abramson, financial advisor Orchard Park NY
Thomas M. Abramson
CRD# 4690465
Key Investment Services LLC
Similar Advisors
Julius Aebly, financial advisor Orchard Park NY
Julius W. Aebly
CRD# 1604730
Lytle Investments
Professional Designations
Company Name Location Dates Years
Commonwealth Financial Network Waltham, MA Aug 2016 - Current 7
6195 West Quaker LLC Orchard Park, NY Jan 2010 - Current 14
Buffalo Business & Estate Service Ltd Orchard Park, NY Oct 1976 - Current 47
Moldenhauer & Associates Orchard Park, NY Jan 1973 - Current 51
Ameritas Investment Corp. Lincoln, NE Jun 2006 - Aug 2016 10
Ameritas Life Insurance Lincoln, NE Jun 2006 - Aug 2016 10
Ameritas Life Insurance Corp Of New York New York, NY Dec 2005 - Aug 2016 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2001
S65 NASAA Investment Advisors Law Examination May 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Richard C. Moldenhauer
Phone Number: 781-736-0700
Registered State(s):
  • NY
  • SC
By the Numbers
  • Total Assets Under Management
    177,032
    MILLIONS
  • Total Number of Accounts
    623,075
    ACCOUNTS
  • Average Account Value
    $284,126
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.