Bruce BroussardCRD Number: 1982453
Current Firm: Securian Financial Services, Inc.
Bruce Broussard (CRD# 1982453) is an Investment Advisor Representative working at Securian Financial Services, Inc. in Orlando, FL and has over 17 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|The Continuing Education Academy||Ft Myers, FL||Oct 2004 - Current||13|
|Omni Resource Group||Ft. Myers, FL||Apr 2004 - Current||13|
|Minnesota Life Insurance Company||St. Paul, MN||Mar 2004 - Current||13|
|Securian Financial Services||St. Paul, MN||Mar 2004 - Current||13|
|Harrelson Holdings||Orlando, FL||Mar 2004 - Current||13|
|Broussard & Smith||Orlando, FL||Nov 1995 - Current||21|
|Orange County School Board||Orlando, FL||Jan 1995 - Dec 2006||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2004|
|S65||NASAA Investment Advisors Law Examination||Dec 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management6,627MILLIONS
Total Number of Accounts29,442ACCOUNTS
Average Account Value$225,095
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV