Lewis BlalockCRD Number: 3100794
Current Firm: Suntrust Investment Services, Inc.
Lewis Blalock (CRD# 3100794) is an Investment Advisor Representative working at Suntrust Investment Services, Inc. in Orlando, FL and has over 19 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Suntrust Investment Services, Inc.||Atlanta, GA||Jun 2014 - Current||3|
|Wells Fargo Advisors LLC||Orlando, FL||Apr 2010 - Jun 2014||4|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Orlando, FL||Oct 2009 - Apr 2010||< 1|
|Banc Of America Investment Services, Inc.||Orlando, FL||Nov 2005 - Oct 2009||3|
|Banc Of America Insurance Services, Inc.||Orlando, FL||Nov 2005 - Oct 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1998|
|S65||NASAA Investment Advisors Law Examination||Sep 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Criminal Record
Total Assets Under Management10,443MILLIONS
Total Number of Accounts26,841ACCOUNTS
Average Account Value$389,077
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)