John Davis (CRD# 2423123) is an Investment Advisor Representative working at Nrg Wealth Management in Oro Valley, AZ and has over 29 years of experience in the finance industry. John Davis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4701550
Ubs Financial Services Inc.
CRD# 3272252
Edward Jones
CRD# 4840087
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Nrg Wealth Management | Oro Valley, AZ | Apr 2003 - Current | 21 |
| United Capital Financial Advisers, LLC | Newport Beach, CA | Jan 2017 - Dec 2017 | < 1 |
| Lpl Financial LLC | Oro Valley, AZ | Aug 2003 - Jan 2017 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1994 |
| S65 | NASAA Investment Advisors Law Examination | Aug 1997 |
- AZ
- CA
- CO
- NE
- TX
-
Total Assets Under Management171MILLIONS
-
Total Number of Accounts366ACCOUNTS
-
Average Account Value$468,264
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AZ, CA, CO, NE, TX
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