CRD Number: 1445361
Current Firm: First Allied Advisory Services, Inc.
Compensation Model: Both
Sherry Hall (CRD# 1445361) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in Tucson, AZ and has over 30 years of experience in the finance industry. Sherry Hall has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Lpl Financial LLC
Cambridge Investment Research Advisors, Inc.
|First Allied Securities, Inc.||San Diego, CA||Jun 2005 - Current||12|
|Schannep Investment Advisors, Inc.||Tucson, AZ||Dec 2003 - Sep 2010||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1986|
|S66||NASAA Uniform Combined State Law Examination||Feb 2004|
Total Assets Under Management4,543MILLIONS
Total Number of Accounts23,384ACCOUNTS
Average Account Value$194,276
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
Securities offered through First Allied Securities, Inc., a Registered Broker/Dealer, Member FINRA/SIPC. Advisory services offered through First Allied Advisory Services, a Registered Investment Adviser.