Brian Rogers (CRD# 6887711) is an Investment Advisor Representative working at Aegis Financial in Oshkosh, WI and has over 6 years of experience in the finance industry. Brian Rogers has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5809177
Osaic Wealth, Inc.
CRD# 3078445
Mcglone Suttner Wealth Management, Inc.
CRD# 2186552
Commonwealth Financial Network
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Oshkosh United Soccer Club | Oshkosh, WI | Apr 2018 - Current | 6 |
| Aegis Financial | Oshkosh, WI | Dec 2017 - Current | 6 |
| 262 East Arndt Street, LLC | Omro, WI | Aug 2011 - Sep 2021 | 10 |
| Private Client Services | Oshkosh, WI | Nov 2019 - Nov 2020 | 1 |
| Raymond James Financial Services Advisors Inc. | Oshkosh, WI | Mar 2018 - Oct 2019 | 1 |
| Raymond James Financial Services, Inc. | Oshkosh, WI | Dec 2017 - Oct 2019 | 1 |
| Gremmer & Associates, Inc. | Fond Du Lac, WI | May 2008 - Dec 2017 | 9 |
| Aegis Financial | Oshkosh, WI | May 2008 - Dec 2017 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2018 |
- WI
-
Total Assets Under Management357MILLIONS
-
Total Number of Accounts1,735ACCOUNTS
-
Average Account Value$205,719
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
FL, MI, MN, WI
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