Nicholas Hartley (CRD# 7490223) is an Investment Advisor Representative working at Windward Private Wealth Management Inc. in Overland Park, KS and has over 2 years of experience in the finance industry.
CRD# 2074636
Financial Partners Group, Inc.
CRD# 1380183
Creative Planning
CRD# 5216324
Mariner Wealth
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Windward Private Wealth Management | Overland Park, KS | Jun 2021 - Current | 2 |
| Missouri Valley College | Marshall, MO | Aug 2017 - May 2021 | 3 |
| Indian Foothills Golf Course | Marshall, MO | Aug 2020 - Apr 2021 | < 1 |
| Stonehedge Bar And Grill | Marshall, MO | Aug 2019 - Aug 2020 | 1 |
| Indian Foothills Golf Course | Marshall, MO | May 2019 - Aug 2019 | < 1 |
| Harrah's Kansas City | North Kansas City, MO | Nov 2018 - May 2019 | < 1 |
| Indian Foothills Golf Course | Marshall, MO | May 2018 - Aug 2018 | < 1 |
| Common Good Natural Living | Marshall, MO | Aug 2017 - May 2018 | < 1 |
| Indian Foothills Golf Course | Marshall, MO | May 2017 - Aug 2017 | < 1 |
| Marshall Cinema | Marshall, MO | May 2015 - May 2017 | 2 |
| The Rim | Kansas City, MO | Dec 2014 - Mar 2015 | < 1 |
| Unemployed | Marshall, MO | Jul 2014 - Nov 2014 | < 1 |
| Resolution Reuse | Kansas City, MO | Mar 2014 - Jun 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jul 2021 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- KS
- MO
- TX
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Total Assets Under Management248MILLIONS
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Total Number of Accounts930ACCOUNTS
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Average Account Value$266,220
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CO, IL, KS, LA, MO, NE, NH, TX
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