Jacqueline Roman (CRD# 7158573) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Oxnard, CA and has over 4 years of experience in the finance industry.
CRD# 5656946
The Lynd Group Advisors, LLC
CRD# 6139451
Lincoln Financial Advisors Corporation
CRD# 2781617
Thalassa Capital LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Student Optimum Services | Glendale, CA | Nov 2023 - Current | < 1 |
Jacqueline Roman | Camarillo, CA | Dec 2022 - Current | 1 |
Lspn Pro, LLC | Lindon, UT | Aug 2021 - Current | 2 |
Net Law Group Inc. | Louisville, KY | May 2021 - Current | 3 |
Horizon Baptist Church | Camarillo, CA | Jul 2020 - Current | 3 |
Transamerica Financial Advisors, Inc. | Oxnard, CA | Jul 2019 - Current | 4 |
World Financial Group, Ia. | Oxnard, CA | May 2017 - Current | 7 |
The Protectorate Group Insurance Agency Inc. | Newbury Park, CA | Sep 2009 - Current | 14 |
Notary Public | Newbury Park, CA | Aug 2009 - Current | 14 |
Student Optimum Services | Glendale, CA | Jul 2020 - Apr 2022 | 1 |
Debtmerica LLC | Santa Ana, CA | Apr 2020 - Mar 2022 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jan 2020 |
S65 | NASAA Investment Advisors Law Examination | Oct 2020 |
- CA
- TX
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Total Assets Under Management1,619MILLIONS
-
Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
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