Richard Rankin (CRD# 2110632) is an Investment Advisor Representative working at Dock Street Asset Management Inc. in Palm Beach, FL and has over 7 years of experience in the finance industry.
CRD# 1690782
J.p. Morgan Securities LLC
CRD# 4207020
Dakota Wealth, LLC
CRD# 5870573
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Dock Street Asset Management | Palm Beach,, FL | Oct 2023 - Current | < 1 |
| Atheneum Capital | Norwalk, CT | Apr 2005 - Current | 19 |
| K B Financial | Miami, FL | Apr 2021 - Aug 2021 | < 1 |
| Foreside Fund Services, LLC | New York, NY | Feb 2017 - Nov 2020 | 3 |
| Fiera Capital Inc. | New York, NY | Feb 2017 - Nov 2020 | 3 |
| Eachwin Capital | New York, NY | Mar 2016 - Jan 2017 | < 1 |
| Ardsley Partners | Stamford, CT | Mar 2012 - Feb 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2017 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2024 |
- RI
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Total Assets Under Management733MILLIONS
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Total Number of Accounts355ACCOUNTS
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Average Account Value$2,064,583
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, CT, FL, MA, NJ, NY, RI, TX, VT
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