Nicholas Mingone, financial advisor Palm Beach Gardens FL

Nicholas Mingone

CRD Number: 5925567
Current Firm: Long Short Advisors, LLC

Nicholas Mingone (CRD# 5925567) is an Investment Advisor Representative working at Long Short Advisors, LLC in Palm Beach Gardens, FL and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Long Short Advisors Palm Beach Gardens, FL Feb 2024 - Current < 1
Long Short Advisors Palm Beach Gardens, FL Dec 2023 - Current < 1
Prudential Insurance Company Of America Dresher, PA Jan 2019 - Dec 2023 4
Prudential Annuities Distributors Dresher, PA Jan 2019 - Dec 2023 4
Resource Securities, Inc. Philadelphia, PA Sep 2014 - Jan 2019 4
J.p. Morgan Securities LLC Newark, DE Nov 2013 - Sep 2014 < 1
Jpmorgan Chase Bank Na Newark, DE Nov 2013 - Sep 2014 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2013
S65 NASAA Investment Advisors Law Examination Feb 2024
Contact Info for Nicholas W. Mingone
Phone Number: 215-399-9409
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    186
    MILLIONS
  • Total Number of Accounts
    1
    ACCOUNTS
  • Average Account Value
    $186,451,230
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
Types of Clients
Registered States

FL, NJ, PA

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