Charles Alfaro (CRD# 7008774) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Palm Desert, CA and has over 5 years of experience in the finance industry.
CRD# 4445351
Morgan Stanley
CRD# 2965820
Fortem Financial Group, LLC
CRD# 1517629
Bma Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Raymond James & Associates, Inc. | Palm Desert, CA | Sep 2019 - Current | 4 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indian Wells, CA | Aug 2018 - Sep 2019 | 1 |
| Banning Unified School District | Banning, CA | Mar 2017 - Aug 2018 | 1 |
| Unemployed | Cathedral City, CA | Nov 2016 - Mar 2017 | < 1 |
| University Of California, Irvine | Irvine, CA | Sep 2011 - Dec 2016 | 5 |
| Steve Napolitano For Supervisor | Torrance, CA | Apr 2016 - Nov 2016 | < 1 |
| Democratic Party Of Illinois | Northbrook, IL | Jun 2016 - Oct 2016 | < 1 |
| American Income Life | Ontario, CA | Jul 2015 - Mar 2016 | < 1 |
| Bloomingdale's | Newport Beach, CA | Dec 2012 - Jul 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2018 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management350,042MILLIONS
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Total Number of Accounts992,551ACCOUNTS
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Average Account Value$352,669
- A percentage of assets under your management
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