Christopher Rick (CRD# 5828957) is an Investment Advisor Representative working at Keystone Private Wealth in Palm Desert, CA and has over 13 years of experience in the finance industry. Christopher Rick has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4445351
Morgan Stanley
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Raymond James & Associates, Inc.
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Fortem Financial Group, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Keystone Wealth Services Dba Keystone Private Wealth | Palm Desert, CA | Jun 2021 - Current | 2 |
Purshe Kaplan Sterling Investments | Albany, NY | Jun 2021 - Current | 2 |
Cypress Wealth Services, LLC | Palm Desert, CA | Sep 2018 - Jun 2021 | 2 |
Purshe Kaplan Sterling Investments | Albany, NY | Jul 2019 - Mar 2021 | 1 |
Fidelity Personal And Workplace | Boston, MA | Jul 2018 - Oct 2018 | < 1 |
Fidelity Investments | Palm Desert, CA | Oct 2011 - Sep 2018 | 6 |
Strategic Advisors LLC | Palm Desert, CA | Nov 2011 - Jul 2018 | 6 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Nov 2010 |
- CA
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Total Assets Under Management534MILLIONS
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Total Number of Accounts997ACCOUNTS
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Average Account Value$535,998
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, GA, ID, MN, NV, OR, SC, TX, UT, VA, WA
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