Daniel Neil (CRD# 4292619) is an Investment Advisor Representative working at Flc Capital Advisors in Palm Desert, CA and has over 22 years of experience in the finance industry. Daniel Neil has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4445351
Morgan Stanley
CRD# 7008774
Raymond James & Associates, Inc.
CRD# 2965820
Fortem Financial Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Securities America, Inc. | Palm Desert, CA | Nov 2001 - Current | 22 |
| Flc Capital Advisors | Palm Desert, CA | May 2001 - Current | 22 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2001 |
| S66 | NASAA Uniform Combined State Law Examination | Jan 2002 |
- CA
- TX
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Total Assets Under Management651MILLIONS
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Total Number of Accounts728ACCOUNTS
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Average Account Value$894,429
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AZ, CA, FL, NV, NY, TX, UT, WA
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