Gabriel Aguirre, financial advisor Palm Desert CA
83 score

Gabriel Aguirre

CRD Number: 4445351
Current Firm: Rbc Capital Markets, LLC

Gabriel Aguirre (CRD# 4445351) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Palm Desert, CA and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Palm Desert, CA Aug 2011 - Current 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated Corona, CA Oct 2009 - Aug 2011 1
Banc Of America Investment Services, Inc. Palm Desert, CA Jul 2003 - Oct 2009 6
Banc Of America Insurance Services, Inc. Palm Desert, CA Aug 2001 - Oct 2009 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2001
S66 NASAA Uniform Combined State Law Examination Aug 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Gabriel Aguirre
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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