Gabriel AguirreCRD Number: 4445351
Current Firm: Rbc Capital Markets, LLC
Gabriel Aguirre (CRD# 4445351) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Palm Desert, CA and has over 16 years of experience in the finance industry.
Centaurus Financial, Inc.
Balboa Wealth Partners, Inc.
First Heartland Consultants, Inc.
|City National Bank||Palm Desert, CA||Jul 2017 - Current||< 1|
|Rbc Capital Markets, LLC||Palm Desert, CA||Aug 2011 - Current||6|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Corona, CA||Oct 2009 - Aug 2011||1|
|Banc Of America Investment Services, Inc.||Palm Desert, CA||Jul 2003 - Oct 2009||6|
|Banc Of America Insurance Services, Inc.||Palm Desert, CA||Aug 2001 - Oct 2009||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2001|
|S66||NASAA Uniform Combined State Law Examination||Aug 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management106,032MILLIONS
Total Number of Accounts254,944ACCOUNTS
Average Account Value$415,903
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops