Phillip Niblo (CRD# 6729172) is an Investment Advisor Representative working at Flc Capital Advisors in Palm Desert, CA and has over 7 years of experience in the finance industry. Phillip Niblo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4445351
Morgan Stanley
CRD# 7008774
Raymond James & Associates, Inc.
CRD# 2965820
Fortem Financial Group, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Securities America, Inc. | Palm Desert, CA | Sep 2023 - Current | < 1 |
Flc Capital Advisors | Palm Desert, CA | Sep 2023 - Current | < 1 |
Raymond James & Associates. Inc. | Palm Desert, CA | Jan 2022 - Sep 2023 | 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rancho Mirage, CA | Dec 2015 - Jan 2022 | 6 |
Bank Of America, N.a. | Rancho Mirage, CA | Dec 2015 - Jan 2022 | 6 |
Wells Fargo | Palm Desert, CA | Nov 2013 - Nov 2015 | 2 |
Universal Protection | Palm Desert, CA | Nov 2012 - May 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Sep 2016 |
- CA
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Total Assets Under Management651MILLIONS
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Total Number of Accounts728ACCOUNTS
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Average Account Value$894,429
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AZ, CA, FL, NV, NY, TX, UT, WA
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