Veronica Sullivan (CRD# 5207650) is an Investment Advisor Representative working at Morgan Stanley in Palm Harbor, FL and has over 13 years of experience in the finance industry.
CRD# 3229164
Commonwealth Financial Network
CRD# 5969810
Cambridge Investment Research Advisors, Inc.
CRD# 843581
Financial Guidance Group, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Morgan Stanley Private Bank, N.a | New York, NY | Aug 2022 - Current | 1 |
| Morgan Stanley Smith Barney LLC | Palm Harbor, FL | May 2022 - Current | 2 |
| Bank Of America, N.a. | Mongmong, | Sep 2016 - May 2022 | 5 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mongmong, | May 2016 - May 2022 | 6 |
| Mml Investors Services, LLC | Tampa, FL | Oct 2015 - May 2016 | < 1 |
| Massachusetts Mutual Life Insurance | Tampa, FL | Sep 2015 - May 2016 | < 1 |
| Unemployed | Clearwater, FL | Nov 2014 - Sep 2015 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa, FL | Mar 2012 - Nov 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2010 |
- FL
- TX
-
Total Assets Under Management1,402,426MILLIONS
-
Total Number of Accounts2,405,783ACCOUNTS
-
Average Account Value$582,939
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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