Nolan Saini (CRD# 6338152) is an Investment Advisor Representative working at Desert Financial Planning in Palm Desert, CA and has over 9 years of experience in the finance industry. Nolan Saini has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4445351
Morgan Stanley
CRD# 7008774
Raymond James & Associates, Inc.
CRD# 2965820
Fortem Financial Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Desert Financial Planning | Palm Desert, CA | Jul 2017 - Current | 6 |
| Global View Capital Insurance, Ltd. | Waukesha, WI | Jul 2017 - Sep 2017 | < 1 |
| Global View Capital Management, Ltd. | Waukesha, WI | Jul 2017 - Sep 2017 | < 1 |
| Ameriprise Financial Services, Inc. | Palm Springs, CA | May 2014 - Apr 2017 | 2 |
| Demming Financial Services Corporation | Aurora, OH | Jan 2014 - May 2014 | < 1 |
| Doughnut Pantry | Lakedwood, OH | Jun 2005 - May 2014 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2014 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2014 |
- CA
-
Total Assets Under Management3MILLIONS
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Total Number of Accounts41ACCOUNTS
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Average Account Value$80,149
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
CA
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