Tracie SoutherlandCRD Number: 1376311
Current Firm: Opes Advisors, Inc.
Tracie Southerland (CRD# 1376311) is an Investment Advisor Representative working at Opes Advisors, Inc. in Palo Alto, CA and has over 31 years of experience in the finance industry.
Altos Investments, Inc.
Meyers Wealth Management
Skyoak Wealth Management, Inc.
|Opes Advisors, Inc.||Palo Alto, CA||Dec 2004 - Current||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1985|
|S65||NASAA Investment Advisors Law Examination||Nov 2005|
Total Assets Under Management299MILLIONS
Total Number of Accounts874ACCOUNTS
Average Account Value$341,681
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA, OR, TX, WA