Tracie Southerland, financial advisor Palo Alto CA
93 score

Tracie Southerland

CRD Number: 1376311
Current Firm: Opes Advisors, Inc.

Tracie Southerland (CRD# 1376311) is an Investment Advisor Representative working at Opes Advisors, Inc. in Palo Alto, CA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Opes Advisors, Inc. Palo Alto, CA Dec 2004 - Current 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1985
S65 NASAA Investment Advisors Law Examination Nov 2005
Contact Info for Tracie L. Southerland
Phone Number: 408-831-5804
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    299
    MILLIONS
  • Total Number of Accounts
    874
    ACCOUNTS
  • Average Account Value
    $341,681
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, OR, TX, WA

Ready to hire a financial advisor? Get competitive proposals from Tracie Southerland and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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