John Moody, financial advisor Palos Verdes Estates CA
96 score

John Moody

CRD Number: 1282839
Current Firm: On Investment Management Co

John Moody (CRD# 1282839) is an Investment Advisor Representative working at On Investment Management Co in Palos Verdes Estates, CA and has over 21 years of experience in the finance industry. John Moody has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
The O. N. Equity Sales Company Cincinnati, OH Jul 2013 - Current 3
Ohio National Finanacial Services Cincinnati, OH Jul 2007 - Current 9
Mass Mutual Life Insurance Palos Verdes Estates, CA May 2005 - Current 11
Mml Investors Services Inc. Palo Verdes Estates, CA May 2006 - Jul 2013 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1995
S65 NASAA Investment Advisors Law Examination Aug 1997
Contact Info for John M. Moody
Phone Number: 855-262-0913
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    832
    MILLIONS
  • Total Number of Accounts
    6,888
    ACCOUNTS
  • Average Account Value
    $120,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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