Steven Gates (CRD# 1451627) is an Investment Advisor Representative working at Tucker Asset Management LLC in Littleton, CO and has over 38 years of experience in the finance industry.
CRD# 1036566
Buswell Associates, Inc.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Tucker Asset Management LLC | Littleton, CO | Mar 2020 - Current | 4 |
S.r. Gates, Inc. | Panora, IA | Jun 1990 - Mar 2020 | 29 |
Princor Financial Services Corporation | Wdm, IA | May 2015 - Jun 2018 | 3 |
Principal Securities, Inc. | Panora, IA | May 2015 - Jun 2018 | 3 |
Sr Gates Inc. | Panora, IA | Mar 1983 - May 2015 | 32 |
Guardian Life Insurance Co Of America | Panora, IA | Jun 2014 - Jan 2015 | < 1 |
Park Avenue Securities LLC | Panora, IA | Jun 2014 - Jan 2015 | < 1 |
Guardian Life Insurance Co Of America | Urbandale, IA | Jul 2008 - Jun 2014 | 5 |
Park Avenue Securities LLC | Urbandale, IA | Jul 2008 - Jun 2014 | 5 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Feb 1986 |
S65 | NASAA Investment Advisors Law Examination | Oct 2003 |
- FL
- IA
-
Total Assets Under Management476MILLIONS
-
Total Number of Accounts6,427ACCOUNTS
-
Average Account Value$74,137
- A percentage of assets under your management
- Hourly charges
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MD, MI, MO, MS, MT, NC, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.