George PaxtonCRD Number: 1090915
Current Firm: Sii Investments, Inc.
George Paxton (CRD# 1090915) is an Investment Advisor Representative working at Sii Investments, Inc. in Papillion, NE and has over 24 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Wells Fargo Advisors, LLC
Mutual Of Omaha Investor Services, Inc.
|Sii Investments||Papillion, NE||Sep 2006 - Current||11|
|Monarch Financial Group||Omaha, NE||Jan 1994 - Current||23|
|Indep. Ins. Sales Agent||Omaha, NE||Jun 1993 - Current||24|
|Bankers Life Nebraska||Omaha, NE||Jun 1984 - Current||33|
|Raymond James Financial Services||Omaha, NE||Sep 1997 - Sep 2006||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1993|
|S65||NASAA Investment Advisors Law Examination||Dec 1999|
Total Assets Under Management4,226MILLIONS
Total Number of Accounts30,484ACCOUNTS
Average Account Value$138,626
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV