John Guilds (CRD# 2453002) is an Investment Advisor Representative working at Emerson Equity LLC in Park City, UT and has over 9 years of experience in the finance industry.
CRD# 4683570
Cetera Investment Advisers LLC
CRD# 1870699
Five Seasons Financial Planning LLC
CRD# 3037835
Rock House Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Emerson Equity LLC | San Mateo, CA | Nov 2023 - Current | < 1 |
| Law Office Of J Caldwell Guilds, Iii Pllc | Park City, UT | Sep 2021 - Current | 2 |
| Guild Real Estate Group | Park City, UT | Mar 2020 - Current | 4 |
| Finalis Securities LLC | Corte Madera, CA | Oct 2021 - Nov 2023 | 2 |
| Full Time Student (for Utah And California Bar Exams) | Park City, UT | Jan 2020 - Oct 2021 | 1 |
| Mufg Securities Americas Inc. | New York, NY | Apr 2017 - Jan 2020 | 2 |
| Mufg Union Bank, N.a. | Los Angeles, CA | Dec 2006 - Jan 2020 | 13 |
| Btmu Securities, Inc. | New York, NY | Jul 2014 - Mar 2017 | 2 |
| Mitsubishi Ufj Securities (usa) Inc. | New York, NY | Jun 2013 - Jul 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2014 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2022 |
- UT
-
Total Assets Under Management176MILLIONS
-
Total Number of Accounts1,037ACCOUNTS
-
Average Account Value$169,886
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AL, AZ, CA, CO, DC, FL, GA, HI, IA, ID, IL, MI, MN, MO, MT, NC, NH, NJ, NV, NY, OH, OR, PA, PR, SC, SD, TX, UT, VA, WA, WI
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