Stephen Lay (CRD# 2461633) is an Investment Advisor Representative working at Curtain Wealth Planning LLC in Park City, UT and has over 26 years of experience in the finance industry. Stephen Lay has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4683570
Cetera Investment Advisers LLC
CRD# 1870699
Five Seasons Financial Planning LLC
CRD# 3037835
Rock House Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Curtain Wealth Management LLC | Park City, UT | Jun 2023 - Current | < 1 |
| Retired | Park City, UT | Aug 2021 - May 2023 | 1 |
| Lpl Financial | Bossier City, LA | Aug 2002 - Jul 2021 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1997 |
| S66 | NASAA Uniform Combined State Law Examination | Apr 2013 |
- UT
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Hourly charges
- Financial planning services
UT
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