Douglas Pruett (CRD# 705342) is an Investment Advisor Representative working at Bcg Securities, Inc. in Park Ridge, NJ and has over 44 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bcg Securities, Inc. | Cherry Hill, NJ | Nov 2016 - Current | 7 |
| Raymond James Financial Services | Rochelle Park, NJ | Feb 2015 - Oct 2016 | 1 |
| Raymond James Financial Services Advisors Inc. | Rochelle Park, NJ | Feb 2015 - Oct 2016 | 1 |
| Axia Financial Advisors, LLC | Rochelle Park, NJ | Feb 2015 - Oct 2016 | 1 |
| Gpl Wealth Management, LLC | Rochelle Park, NJ | Feb 2015 - Oct 2016 | 1 |
| Raymond James & Associates | Paramus, NJ | Aug 2007 - Feb 2015 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1980 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
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Total Assets Under Management686MILLIONS
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Total Number of Accounts1,800ACCOUNTS
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Average Account Value$381,013
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