Denise Rayve, financial advisor Parsippany NJ
93 score

Denise Rayve

CRD Number: 1345305
Current Firm: Hsbc Securities (usa) Inc.

Denise Rayve (CRD# 1345305) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Parsippany, NJ and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Hsbc Securities (usa) Inc. Long Island City, NY Feb 2015 - Current 1
Hsbc Bank Usa N.a. Long Island City, NY Nov 2012 - Feb 2015 2
Morgan Stanley Smith Barney Morristown, NJ Jun 2011 - Nov 2012 1
Cambridge Investment Research, Inc. Fairfield, IA Feb 2011 - Jun 2011 < 1
Cambridge Investment Research Advisors, Inc. Fairfield, IA Feb 2011 - Jun 2011 < 1
Signature Financial Group Paramus, NJ Feb 2011 - Jun 2011 < 1
Tdbank New York, NY Jun 2010 - Jan 2011 < 1
Td Wealth Management Services Inc. New York, NY Jul 2009 - Jun 2010 < 1
Unemployed Township Of Washington, NJ Mar 2009 - Jul 2009 < 1
Citigroup Global Markets Inc. Long Island City, NY May 2007 - Mar 2009 1
Citicorp Investment Services Long Island City, NY May 2004 - Oct 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1985
S65 NASAA Investment Advisors Law Examination Jan 1993
Contact Info for Denise B. Rayve
Phone Number: 212-525-2879
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    2,985
    MILLIONS
  • Total Number of Accounts
    12,340
    ACCOUNTS
  • Average Account Value
    $241,893
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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