Denise RayveCRD Number: 1345305
Current Firm: Hsbc Securities (usa) Inc.
Denise Rayve (CRD# 1345305) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Parsippany, NJ and has over 31 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Hsbc Securities (usa) Inc.||Long Island City, NY||Feb 2015 - Current||1|
|Hsbc Bank Usa N.a.||Long Island City, NY||Nov 2012 - Feb 2015||2|
|Morgan Stanley Smith Barney||Morristown, NJ||Jun 2011 - Nov 2012||1|
|Cambridge Investment Research, Inc.||Fairfield, IA||Feb 2011 - Jun 2011||< 1|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Feb 2011 - Jun 2011||< 1|
|Signature Financial Group||Paramus, NJ||Feb 2011 - Jun 2011||< 1|
|Tdbank||New York, NY||Jun 2010 - Jan 2011||< 1|
|Td Wealth Management Services Inc.||New York, NY||Jul 2009 - Jun 2010||< 1|
|Unemployed||Township Of Washington, NJ||Mar 2009 - Jul 2009||< 1|
|Citigroup Global Markets Inc.||Long Island City, NY||May 2007 - Mar 2009||1|
|Citicorp Investment Services||Long Island City, NY||May 2004 - Oct 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1985|
|S65||NASAA Investment Advisors Law Examination||Jan 1993|
Total Assets Under Management2,985MILLIONS
Total Number of Accounts12,340ACCOUNTS
Average Account Value$241,893
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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