Helmut Garcia (CRD# 5203683) is an Investment Advisor Representative working at Cuso Financial Services in Pasadena, CA and has over 16 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cuso Financial Services, LP | San Diego, CA | Dec 2023 - Current | < 1 |
| Wescom Financial Services, LLC | Pasadena, CA | Dec 2023 - Current | < 1 |
| Mml Investor Services | Costa Mesa, CA | May 2021 - Dec 2023 | 2 |
| Massmutual Life Insurance Company | Costa Mesa, CA | Apr 2021 - Dec 2023 | 2 |
| Purshe Kaplan Sterling Investments | Newport Beach, CA | Oct 2019 - Feb 2021 | 1 |
| Miramontes Capital LLC | Newport Beach, CA | Aug 2019 - Feb 2021 | 1 |
| The Retirement Group, LLC | San Diego, CA | Mar 2018 - Jun 2019 | 1 |
| Fsc Securities | San Diego, CA | Mar 2018 - Jun 2019 | 1 |
| Transamerica Financial Advisors, Inc. | Thousand Oaks, CA | Sep 2017 - Mar 2018 | < 1 |
| World Financial Group, Inc. | Thousand Oaks, CA | Jan 2017 - Mar 2018 | 1 |
| Student | Los Angeles, CA | Jun 2016 - Jan 2017 | < 1 |
| Bancwest Investment Services | Downey, CA | Jul 2014 - Jun 2016 | 1 |
| Metlife Securities Inc. | Murrieta, CA | Jun 2014 - Jul 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2008 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2009 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
-
Total Assets Under Management4,665MILLIONS
-
Total Number of Accounts26,968ACCOUNTS
-
Average Account Value$172,978
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.