![Howard Kern, financial advisor Pasadena CA](/img/ws/profile-blank-sq.png)
Howard Kern (CRD# 1848667) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Pasadena, CA and has over 35 years of experience in the finance industry.
![Scott Swanson, financial advisor Pasadena CA](/img/ws/profile-blank-sq.png)
CRD# 6491551
Quantum Financial Advisors, LLC
![Michael Aaron, financial advisor Pasadena CA](/img/ws/profile-blank-sq.png)
CRD# 2619073
Wedbush Securities Inc.
![Veronica Aaron, financial advisor Pasadena CA](/img/ws/profile-blank-sq.png)
CRD# 2513561
Householder Group Estate & Retirement Specialists
Company Name | Location | Dates | Years |
---|---|---|---|
Raymond James & Associates, Inc. | Pasadena, CA | Apr 2024 - Current | < 1 |
Wedbush Securities Inc. | Los Angeles, CA | Jun 2020 - Apr 2024 | 3 |
Ubs Financial Services Inc. | Beverly Hills, CA | Aug 2015 - Apr 2024 | 8 |
Ubs Financial Services Inc. | Encino, CA | Dec 1992 - Aug 2015 | 22 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | May 1989 |
S65 | NASAA Investment Advisors Law Examination | May 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management350,042MILLIONS
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Total Number of Accounts992,551ACCOUNTS
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Average Account Value$352,669
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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