James Cawley (CRD# 7629327) is an Investment Advisor Representative working at Strategy Asset Managers LLC in Pasadena, CA and has 1 year of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Strategy Asset Managers, LLC | Pasadena, CA | Feb 2023 - Current | 1 |
| Equitable Advisors LLC | New York, NY | Sep 2022 - Feb 2023 | < 1 |
| Unemployed | Los Angeles, CA | May 2022 - Aug 2022 | < 1 |
| Tulane University | New Orleans, LA | Aug 2018 - May 2022 | 3 |
| Vermont Association Of Business Industry And Rehabilitation | Williston, VT | Jun 2021 - Aug 2021 | < 1 |
| Brass Roots | New Orleans, LA | Oct 2020 - Aug 2021 | < 1 |
| Ymca Camp Coniston | Grantham, NH | Jun 2017 - Aug 2019 | 2 |
| Tulane Facilities Department | New Orleans, LA | Aug 2018 - Jun 2019 | < 1 |
| Medfield (ma) Public School | Medfield, MA | Aug 2012 - Jun 2018 | 5 |
| Kingsbury Club Medfield | Medfield, MA | Sep 2016 - Feb 2017 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2022 |
- CA
-
Total Assets Under Management631MILLIONS
-
Total Number of Accounts975ACCOUNTS
-
Average Account Value$647,228
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CT, FL, IN, KY, LA, NJ, NV, NY, PA, TX, UT
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