Scott Brown (CRD# 4322420) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Pasadena, CA and has over 23 years of experience in the finance industry. Scott Brown has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Osaic Wealth Inc. | Pasadena, CA | Sep 2018 - Current | 5 |
| Back Bay Funding, Inc. | Newport Beach, CA | Jan 2003 - Current | 21 |
| Roger A Brown & Co, LLP | Pasadena, CA | Nov 1982 - Current | 41 |
| 1st Global Insurance Services, Inc. | Pasadena, CA | Oct 2003 - Sep 2018 | 14 |
| 1st Global Advisors, Inc. | Pasadena, CA | Jun 2001 - Sep 2018 | 17 |
| 1st Global Capital Corp | Pasadena, CA | Dec 2000 - Sep 2018 | 17 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management94,558MILLIONS
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Total Number of Accounts437,201ACCOUNTS
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Average Account Value$216,280
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AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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