Simon Holford (CRD# 4249463) is an Investment Advisor Representative working at Pasadena Private Wealth, LLC in Pasadena, CA and has over 23 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Pensionmark Securities, LLC | Santa Barbara, CA | May 2020 - Current | 3 |
Pasadena Private Wealth, LLC | Pasadena, CA | May 2018 - Current | 5 |
Purshe Kaplan Sterling Investments, Inc. | Albany, NY | May 2018 - Dec 2019 | 1 |
Bank Of America,na | Pasadena, CA | Sep 2009 - May 2018 | 8 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Pasadena, CA | Jul 2000 - May 2018 | 17 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Mar 2001 |
- CA
- HI
- TX
-
Total Assets Under Management1,209MILLIONS
-
Total Number of Accounts1,594ACCOUNTS
-
Average Account Value$758,541
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
CA, GA, HI, NE, OH, TX
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