Thomas Felgner (CRD# 2652851) is an Investment Advisor Representative working at Oliver Regan Advisors, LLC in San Marino, CA and has over 12 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Oliver Regan Advisors, LLC | San Marino, CA | Feb 2016 - Current | 8 |
| Wedbush Securities Inc. | Los Angeles, CA | Oct 2011 - Jan 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2011 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2016 |
- CA
-
Total Assets Under Management6MILLIONS
-
Total Number of Accounts3ACCOUNTS
-
Average Account Value$2,080,878
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA
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