Timothy GinleyCRD Number: 3052481
Current Firm: Commonwealth Financial Network
Timothy Ginley (CRD# 3052481) is an Investment Advisor Representative working at Commonwealth Financial Network in Peabody, MA and has over 19 years of experience in the finance industry.
Prosperity Wealth Management, Inc.
Walnut Hill Advisors, LLC
Advanced Portfolio Design, LLC
|High Mark Wealth Strategies||Peabody, MA||Mar 2009 - Current||9|
|Commonwealth Financail Network||Waltham, MA||Mar 2009 - Current||9|
|Strategic Advisors Inc.||Brea, CA||Sep 2004 - Mar 2009||4|
|Fidelity Brokerage Services LLC||Brea, CA||Aug 2004 - Mar 2009||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1998|
|S65||NASAA Investment Advisors Law Examination||Feb 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management61,475MILLIONS
Total Number of Accounts261,237ACCOUNTS
Average Account Value$235,323
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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