Joseph Soltero (CRD# 5463093) is an Investment Advisor Representative working at Pnc Investments in Pearland, TX and has over 6 years of experience in the finance industry.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pnc Investments LLC | Pearland, TX | Mar 2024 - Current | < 1 |
| Morgan Stanley | Houston, TX | Sep 2023 - Mar 2024 | < 1 |
| Morgan Stanley | Houston, TX | Mar 2023 - Sep 2023 | < 1 |
| E*trade Securities LLC | Houston, TX | Apr 2020 - Mar 2023 | 2 |
| E*trade Capital Management LLC | Houston, TX | Apr 2020 - Mar 2023 | 2 |
| E*trade Securities LLC | Houston, TX | Nov 2019 - Apr 2020 | < 1 |
| E*trade Capital Management LLC | Houston, TX | Nov 2019 - Apr 2020 | < 1 |
| E*trade Capital Management LLC | Houston, TX | Jun 2017 - Nov 2019 | 2 |
| E*trade Securities LLC | Houston, TX | Feb 2017 - Nov 2019 | 2 |
| American Income Life | Houston, TX | Dec 2016 - Jan 2017 | < 1 |
| Bank Of Texas | Katy, TX | Apr 2013 - Oct 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2017 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management23,896MILLIONS
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Total Number of Accounts152,189ACCOUNTS
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Average Account Value$157,014
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