Thomas FiorelliCRD Number: 4476234
Current Firm: Cadaret Grant & Co Inc.
Thomas Fiorelli (CRD# 4476234) is an Investment Advisor Representative working at Cadaret Grant & Co Inc. in Peckville, PA and has over 16 years of experience in the finance industry. Thomas Fiorelli has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Northeastern Financial Consultants, Inc.
Ameriprise Financial Services, Inc.
|Cadaret, Grant & Company, Inc.||Peckville, PA||Jan 2007 - Current||11|
|Stretegic Financial Associates||Peckville, PA||Jan 2007 - Current||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2001|
|S65||NASAA Investment Advisors Law Examination||Aug 2002|
Total Assets Under Management3,576MILLIONS
Total Number of Accounts18,306ACCOUNTS
Average Account Value$195,350
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV