Shelley O'brien, financial advisor Peoria AZ
93 score

Shelley O'brien

CRD Number: 3173509
Current Firm: National Planning Corporation ("npc Of America" In Fl & Ny)

Shelley O'brien (CRD# 3173509) is an Investment Advisor Representative working at National Planning Corporation ("npc Of America" In Fl & Ny) in Peoria, AZ and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
National Planning Corporation Peoria, AZ May 2012 - Current 4
Next Financial Group, Inc. Glendale, AZ Jun 2007 - May 2012 4
Linsco/private Ledger Sun City, AZ Mar 2000 - Jun 2007 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1999
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Shelley J. O'brien
Phone Number: 310-899-7900
Firm Website: https://www.natplan.com
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    7,811
    MILLIONS
  • Total Number of Accounts
    42,943
    ACCOUNTS
  • Average Account Value
    $181,887
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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