Scott Mabee, financial advisor Peoria IL
93 score

Scott Mabee

CRD Number: 3139099
Current Firm: Robert W. Baird & Company Incorporated

Scott Mabee (CRD# 3139099) is an Investment Advisor Representative working at Robert W. Baird & Company Incorporated in Peoria, IL and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Robert W. Baird & Co Peoria, IL Oct 2013 - Current 3
Genworth Financial Wealth Management Chicago, IL Aug 2013 - Sep 2013 < 1
Capital Brokerage Corporation Chicago, IL Aug 2013 - Sep 2013 < 1
Genworth Financial Chicago, IL Jan 2012 - Jul 2013 1
Capital Brokerage Corporation Chicago, IL Apr 2008 - Dec 2011 3
Assetmark Capital Corporation Chicago, IL Nov 2007 - Dec 2011 4
Unemployed Chicago, IL Jul 2007 - Oct 2007 < 1
Kevin Spahn Lombard, IL Dec 2006 - Jun 2007 < 1
Northwestern Mutual Investment Services, LLC Lombard, IL Dec 2006 - Jun 2007 < 1
Harry Hoopis Skokie, IL Aug 2004 - Dec 2006 2
Northwestern Mutual Investment Services, LLC Skokie, IL Aug 2004 - Dec 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2001
S65 NASAA Investment Advisors Law Examination Apr 2008
Contact Info for Scott M. Mabee
Phone Number: 414-765-3500
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    83,910
    MILLIONS
  • Total Number of Accounts
    90,406
    ACCOUNTS
  • Average Account Value
    $928,144
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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