Stephen Lawler (CRD# 1193477) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Dunlap, IL and has over 39 years of experience in the finance industry.
CRD# 4746685
Rp Zeigler Investment Services
CRD# 1047258
Robert W. Baird & Company Incorporated
CRD# 3039582
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Advisors LLC | Peoria, IL | Sep 2022 - Current | 1 |
| First Allied Advisory Services | Schaumburg, IL | Nov 2020 - Current | 3 |
| Lawler Financial | Naples, FL | Apr 2014 - Current | 10 |
| Stephen Lawler & Associates | Naples, FL | Apr 1984 - Current | 40 |
| Stephen C Lawler | Peoria, IL | Dec 1978 - Current | 45 |
| First Allied Securities, Inc. | San Diego, CA | Mar 2015 - Sep 2022 | 7 |
| First Allied Advisory Services, Inc. | Chesterfield, MO | Apr 2015 - Nov 2020 | 5 |
| Investacorp, Inc. | Peoria, IL | Aug 1989 - Mar 2015 | 25 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1984 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
- TX
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
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