Stephen Lawler, financial advisor Peoria IL

Stephen Lawler

CRD Number: 1193477
Current Firm: Cetera Investment Advisers LLC

Stephen Lawler (CRD# 1193477) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Peoria, IL and has over 38 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
First Allied Advisory Services Schaumburg, IL Nov 2020 - Current 1
First Allied Securities, Inc. San Diego, CA Mar 2015 - Current 7
Stephen C. Lawler & Associates Peoria, IL Dec 1978 - Current 43
Stephen C Lawler Peoria, IL Dec 1978 - Current 43
First Allied Advisory Services, Inc. Chesterfield, MO Apr 2015 - Nov 2020 5
Investacorp, Inc. Peoria, IL Aug 1989 - Mar 2015 25
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1984
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Stephen C. Lawler
Phone Number: 888-528-2987
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    35,762
    MILLIONS
  • Total Number of Accounts
    169,758
    ACCOUNTS
  • Average Account Value
    $210,662
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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