Diane Rook-Johnson (CRD# 2709979) is an Investment Advisor Representative working at Independent Financial Group, LLC in Pequot Lakes, MN and has over 28 years of experience in the finance industry.
CRD# 4522588
Wells Fargo Advisors
CRD# 1661105
Raymond James Financial Services Advisors, Inc.
CRD# 5487548
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Independent Financial Group LLC | Pequot Lakes, MN | Apr 2014 - Current | 10 |
| Western Fraternal Life | Cedar Rapids, IA | Jun 1983 - Current | 40 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1996 |
- MN
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Total Assets Under Management6,751MILLIONS
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Total Number of Accounts30,369ACCOUNTS
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Average Account Value$222,295
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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