Thomas Caffrey (CRD# 5866720) is an Investment Advisor Representative working at Caffrey Retirement Solutions in Perkiomenville, PA and has over 7 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 4330102
Hamilton-bates Investment Research, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Caffrey Retirement Solutions, LLC | Perkiomenville, PA | Aug 2021 - Current | 2 |
| Csenge Advisory Group, LLC | Clearwater, FL | Apr 2021 - Jun 2021 | < 1 |
| Lion Street Financial | Malvern, PA | Jul 2018 - Jun 2021 | 2 |
| Lion Street Advisors | Malvern, PA | Jul 2018 - Dec 2018 | < 1 |
| Fsc Securities Corp | Atlanta, GA | Feb 2014 - Jul 2018 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2016 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2021 |
- PA
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Total Assets Under Management1MILLIONS
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Total Number of Accounts5ACCOUNTS
-
Average Account Value$179,148
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
PA
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