Joseph Dupuy (CRD# 7752337) is an Investment Advisor Representative working at State Farm Investment Management Corp. in Peterborough, NH and has 1 year of experience in the finance industry.
CRD# 1350047
Legacy Financial Solutions, Inc.
CRD# 4729388
Ameriprise Financial Services, LLC
CRD# 1388001
Tcg Wealth Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Caleb Dupuy Insurance Agency | Peterborough, NH | Jan 2024 - Current | < 1 |
| State Farm Investment Management Corp | Peterborough, NH | Jan 2024 - Current | < 1 |
| State Farm Vp Management Corp | Peterborough, NH | Jan 2024 - Current | < 1 |
| State Farm Insurance | Antrim, NH | Sep 2023 - Jan 2024 | < 1 |
| State Farm Investment Management Corp | Antrim, NH | Sep 2023 - Jan 2024 | < 1 |
| State Farm Vp Management Corp | Antrim, NH | Sep 2023 - Jan 2024 | < 1 |
| State Farm Insurance | Bald Knob, AR | Jun 2023 - Sep 2023 | < 1 |
| State Farm Vp Management Corp | Bald Knob, AR | Jun 2023 - Sep 2023 | < 1 |
| State Farm Investment Management Corp | Bald Knob, AR | Jun 2023 - Sep 2023 | < 1 |
| State Farm Vp Management Corp. | Searcy, AR | Jun 2023 - Jun 2023 | < 1 |
| James Gowen Insurance Agency | Searcy, AR | Apr 2023 - Jun 2023 | < 1 |
| Austin Barr Insurance Agency | Searcy, AR | Dec 2021 - Jun 2023 | 1 |
| Peco Foods | Newark, AR | Oct 2017 - Dec 2021 | 4 |
| Top O Texas | Searcy, AR | Sep 2017 - Oct 2017 | < 1 |
| W.l. Transport | Jonesboro, AR | Apr 2017 - Sep 2017 | < 1 |
| Lvl Inc. | North Little Rock, AR | Dec 2016 - Apr 2017 | < 1 |
| Unemployment | Bald Knob, AR | Nov 2016 - Dec 2016 | < 1 |
| W.l. Transport | Jonesboro, AR | Mar 2016 - Oct 2016 | < 1 |
| Triple Transport | Judsonia, AR | Nov 2015 - Mar 2016 | < 1 |
| Lvl. Inc. | North Little Rock, AR | Jun 2015 - Nov 2015 | < 1 |
| Triple Transport | Judsonia, AR | Mar 2011 - Jun 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2023 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2023 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NH
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Total Assets Under Management10,165MILLIONS
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Total Number of Accounts4ACCOUNTS
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Average Account Value$2,541,134,043
- A percentage of assets under your management
- Portfolio management for investment companies (as well as "business development companies")
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