James Carlson (CRD# 7501942) is an Investment Advisor Representative working at Florida Financial Advisors, LLC in Philadelphia, PA and has over 2 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Trinity Wealth Securities, LLC | Philadelphia, PA | Jun 2023 - Current | < 1 |
| Florida Financial Advisors Dba Tristate Financial Advisors | Philadelphia, PA | Jan 2022 - Current | 2 |
| Unemployed | Chesapeake, VA | May 2021 - Dec 2021 | < 1 |
| Taylor Gym, Lehigh University | Bethlehem, PA | Aug 2018 - May 2021 | 2 |
| Lehigh University | Bethlehem, PA | Aug 2017 - May 2021 | 3 |
| Optamo LLC | Bethlehem, PA | Jun 2019 - Aug 2019 | < 1 |
| Taylor Gym, Lehigh University | Bethlehem, PA | Aug 2017 - Aug 2018 | 1 |
| Hyvee Grocery Store | Topeka, KS | Apr 2015 - Aug 2018 | 3 |
| Washburn Rural High School | Topeka, KS | Aug 2013 - May 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Dec 2021 |
| S63 | Uniform Securities State Law Examination | May 2023 |
- PA
- TX
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Total Assets Under Management199MILLIONS
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Total Number of Accounts1,371ACCOUNTS
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Average Account Value$145,150
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI, WV
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