Carolin Haib, financial advisor Phoenix AZ
58 score

Carolin Haib

CRD Number: 2981246
Current Firm: Windsor Capital Management, LLC

Carolin Haib (CRD# 2981246) is an Investment Advisor Representative working at Windsor Capital Management, LLC in Phoenix, AZ and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Markarian Realty La Crescenta, CA Apr 2014 - Current 2
Windsor Capital Management, LLC Burbank, CA Nov 2008 - Current 8
Sotheby's International Realty Pasadena, CA Jun 2013 - Apr 2014 < 1
National Planning Corporation Santa Monica, CA Nov 2008 - Nov 2008 < 1
Unemployed Encino, CA Apr 2008 - Nov 2008 < 1
Td Waterhouse Investor Services Inc. Encino, CA Jan 2005 - Apr 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1998
S65 NASAA Investment Advisors Law Examination Aug 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Carolin A. Haib
Phone Number: 480-515-3514
Firm Website: http://blogwcm.com/
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    461
    MILLIONS
  • Total Number of Accounts
    1,179
    ACCOUNTS
  • Average Account Value
    $390,830
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Other
Types of Clients
Registered States

AK, AZ, CA, CO, FL, GA, IA, ID, IL, LA, MI, MN, NE, NH, NV, OK, OR, TX, UT, VA, WA, WI

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BADGES
58

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